Whole Section

  • 2.10 Compliance

    • 2.10.1 Trading Member

      (a) A Trading Member shall at all times comply with the Rules and continue to satisfy the admission criteria, any Approval Conditions, and any other conditions or restrictions imposed by SGX-ST from time to time.
      (b) A Remote Trading Member shall comply with principles of good business practice in relation to the areas covered by those Rules that have been expressed to not apply to Remote Trading Members.

      Added on 3 June 20193 June 2019.

    • 2.10.2 Chief Executive Officer

      (a) A Chief Executive Officer entered into the Register of Chief Executive Officers shall comply with the Rules where relevant and will be responsible for ensuring that the Trading Member complies with the Rules.
      (b) A Chief Executive Officer may be liable for disciplinary action if he or the Trading Member breaches the Rules.

      Added on 3 June 20193 June 2019.

    • 2.10.3 Trading Representative

      A Trading Representative shall comply with the Rules at all times and continue to satisfy the registration criteria and any conditions or restrictions imposed by SGX-ST from time to time.

      Added on 3 June 20193 June 2019.