Whole Section

  • 2.27 Obligations of a Former Trading Member, Former Chief Executive Officer and Former Trading Representative

    • 2.27.1

      A former Trading Member remains liable to SGX-ST and its customers for any liabilities incurred in connection with the Rules during the period of its membership. The former Trading Member also remains subject to disciplinary actions for any breach of the Rules committed during the period of its membership.

      Added on 3 June 20193 June 2019.

    • 2.27.2

      A former Chief Executive Officer or former Trading Representative remains liable to SGX-ST for any liabilities incurred under or in connection with the Rules during the period of his registration. The former Chief Executive Officer or Trading Representative also remains subject to disciplinary actions for any breach of the Rules committed during the period of his registration.

      Added on 3 June 20193 June 2019.

    • 2.27.3

      The following Rules shall continue to apply to a former Trading Member, a former Chief Executive Officer and a former Trading Representative — Rule 1.9 (Limitation of Liability), Rule 1.10 (Indemnity), Rule 1.11 (Provision of Information), Rule 1.12.2 (Disclosure of Information by SGX-ST), Chapter 12 (Supervision and Enforcement), this Rule 2.27, and any other Rules that contemplate and are capable of operation after the termination of a Trading Member's membership, or after the cessation or de-registration of a Chief Executive Officer or a Trading Representative, whether pursuant to this Rule 2.27 or otherwise.

      Added on 3 June 20193 June 2019.