Whole Section

  • 5.10 Unauthorised Trading

    • 5.10.1

      A Trading Representative must not:

      (a) execute his personal trades in the account of a customer;
      (b) execute a customer's trades in his personal account; and
      (c) use a customer's account for the trades of any third party without the customer's prior written authorisation.

      Added on 3 June 20193 June 2019.