Whole Section

  • 3.2 Non-Listed Securities

    • 3.2.1

      A Non-Listed Security may be quoted for trading on the Non-Listed Securities market on such conditions as SGX-ST prescribes.

      Amended on 3 April 20083 April 2008.

    • 3.2.2

      All trades in Non-Listed Securities are subject to the Rules and any Directives.

      Amended on 3 April 20083 April 2008.

    • 3.2.4

      SGX-ST may, at its absolute discretion, approve, refuse, suspend or withdraw the quotation of a Non-Listed Security. The decision of SGX-ST is final. SGX-ST is not obliged to give any reasons.

      Amended on 3 April 20083 April 2008.

    • 3.2.5

      Without limiting Rule 3.2.4, if a Non-Listed Security is declared a Designated Security (or equivalent) or is declared to be cornered (or equivalent) in the foreign stock exchange on which it is listed, SGX-ST will suspend it (including on such terms that it deems necessary) as soon as SGX-ST is aware of the declaration.

      Amended on 3 April 20083 April 2008.

    • 3.2.6

      A contract note for a trade in a Non-Listed Security must state that the company:—

      (1) is not listed on SGX-ST, and
      (2) is not subject to SGX-ST's listing requirements.

      Amended on 3 April 20083 April 2008.

    • 3.2.7

      The delivery and settlement of trades in Non-Listed Securities are subject to the Settlement Rules in Chapter 9. SGX-ST may vary the delivery and settlement terms.

      Amended on 3 April 20083 April 2008.