11.10.1

Past version: Effective from 29 Dec 2014 to 21 Apr 2019

A Trading Member shall submit to SGX-ST financial returns as follows:

(1) in the case of a Trading Member that holds a Capital Markets Services Licence, submit by the 14th calendar day of each month statements of assets and liabilities, base capital, financial resources, total risk requirement, aggregate indebtedness;
(2) in the case of a Trading Member that holds a licence specified in Rule 4.1.1(1)(b), submit by the 14th calendar day of each month financial returns based on such computation methodology and in the form prescribed by SGX-ST; and
(3) and such other statements as SGX-ST may from time to time require in the format specified by SGX-ST.

Refer to SGX Data Submission Website (https://esub.sgx.com) for the submission template.

Amended on 3 January 20073 January 2007, 19 May 201419 May 2014 and 29 December 201429 December 2014.