3.5.5 Records of Customer Monies and Assets in Relation to Contracts Cleared or Settled through CDP

Past version: Effective from 22 Apr 2013 to 09 Dec 2018

In relation to monies and assets received from its Customers, a Clearing Member must:

(1) maintain complete and accurate records, which enable it to identify at all times, specific amounts of such monies and assets deposited with it by each Customer in connection with such Customer's contracts which are, or are to be, cleared or settled through CDP; and
(2) provide the records referred to in Rule 3.5.5(1) to CDP by such time as CDP may require.

Added on 22 April 201322 April 2013.