11.9.1A

Past version: Effective from 19 May 2014 to 28 Dec 2014

(1) In the case of a Trading Member that holds a capital markets services licence, Rules 11.9.2 to 11.9.16 shall apply; and
(2) in the case of a Trading Member that holds a licence specified in Rule 4.1.1(1)(b), such requirements as may be prescribed by the Relevant Regulatory Authority shall apply. The Trading Member shall immediately notify SGX-ST on any changes to such requirements. Where no such requirements have been prescribed by the Relevant Regulatory Authority, Rules 11.9.2 to 11.9.16 shall apply. Notwithstanding the foregoing, SGX-ST shall have the discretion to prescribe additional requirements.

Added on 19 May 201419 May 2014.