Regulatory Notice 7.6 Compensation for Corporate Action Entitlements under Rule 7.6

Past version: Effective from 10 Dec 2018 to 22 Aug 2019

1. Subject to paragraph 2, the corporate action entitlements in respect of which CDP may submit Settlement Instructions for compensation of a receiving Settlement Participant if the delivering Settlement Participant fails to deliver are as set out in Appendix 1 to this Regulatory Notice.
2. CDP will not submit Settlement Instructions for compensation if the Settlement Instruction was a linked account Settlement Instruction and the corporate action entitlement is in the form of money.

Appendix 1 to Regulatory Notice 7.6

The corporate action entitlements referred to in paragraph 1 of Regulatory Notice 7.6 are as follows:
(a) Mandatory without option corporate action entitlements, other than non-renounceable securities, bond redemptions or compulsory acquisitions.

Added on 10 December 201810 December 2018.