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(1) This Chapter sets out:
(a) the purpose of the Disciplinary Committee and Appeals Committee;
(b) the administrative and enforcement powers of the Exchange;
(c) the process for disciplinary proceedings and appeals proceedings; and
(d) the powers of the Disciplinary Committee and Appeals Committee.
(2) For the purposes of this Chapter, the following terms, unless the context requires otherwise, have the following meanings:
Term Meaning
"Relevant Person" means an issuer, its directors, executive officers, a sponsor or registered professional.
"Relevant Rule" means the relevant provision(s) in the rules of Catalist.

Amended on 7 October 20157 October 2015.