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  • SGX Rulebooks
    • Mainboard Rules
    • Catalist Rules
    • SGX-ST Rules
    • CDP Clearing Rules
    • CDP Settlement Rules
    • DVP Rules [Entire Rulebook has been deleted]
    • CDP Depository Rules
    • Futures Trading Rules
      • Chapter 1 General Matters
      • Chapter 2 Access and Membership
      • Chapter 3 Conduct of Members, Approved Traders and Representatives
        • 3. Conduct of Members, Approved Traders and Registered Representatives
          • 3.1 Overview
          • 3.2 Duties Applicable to All Members, Approved Traders and Registered Representatives
          • 3.3 Duties of Members Undertaking Agency Trades
            • 3.3.1 Customer Account and Know-Your-Customer Requirements
            • 3.3.2 Management Approval Required for Opening Customer Accounts
            • 3.3.3 Risk Disclosure Statement
            • 3.3.4 Customer Instructions and Power of Attorney
            • 3.3.5 Customer Education
            • 3.3.6 Orders Only Via Registered Representatives
            • 3.3.7 Accepting Orders without Executing
            • 3.3.8 Recording of Orders
            • 3.3.8A Preventing Unauthorised Changes to Order Information
            • 3.3.9 Customer's Statement of Account and Contract Note
            • 3.3.10 Segregation of Customers' Monies and Assets and Fiduciary Obligations
            • 3.3.11 Trading or Accepting Customer's Monies or Assets After Insolvency
            • 3.3.12 Customer Margins
            • 3.3.13 [Deleted]
            • 3.3.14 Inter-Exchange Cross Margining
            • 3.3.15 Transfer of Error Trades to House Account
            • 3.3.16 Transfer of Unsuccessful Give-Up Trades to House Account
            • 3.3.16A Separate Accounts
            • 3.3.17 Reporting of Account Identity
            • 3.3.18 Reporting of Open Positions
            • 3.3.19 Omnibus Accounts
            • 3.3.20 Limits on Omnibus Accounts
            • 3.3.21 Disclosures Relating to Omnibus Accounts
            • 3.3.22 Audit Trail
            • 3.3.23 Record Keeping
            • 3.3.23A Register of Securities
            • 3.3.24 IT and Data Security Requirements
            • 3.3.25 ID Tags and Passwords
            • 3.3.26 Computations of Financial and Capital Requirements
            • 3.3.27 Submission of Financial Statements and Other Information to the Exchange
            • 3.3.28 Certification by Auditor
            • 3.3.29 Reporting Obligations of Auditors
            • 3.3.30 Change of Auditors
            • 3.3.31 Prohibition Against General Trading Member Acting as Guarantor
            • 3.3.32 Foreign Branch of General Trading Member
            • 3.3.33 Application of Rule 3.3
          • 3.4 Trading Practices and Conduct Rules of Members, Approved Traders and Registered Representatives
          • 3.5 Inspection and Audit
      • Chapter 4 Listing and Trading of Contracts
      • Chapter 5 Physical Delivery
      • Chapter 6 Dispute Resolution and Arbitration
      • Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
      • Chapter 8 Definitions and Interpretation
      • Chapter 9 Transitional Provisions
      • Regulatory Notices
      • Practice Notes
      • Schedules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
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Breadcrumb

  1. SGX Rulebooks
  2. Futures Trading Rules
  3. Chapter 3 Conduct of Members, Approved Traders and Representatives
  4. 3. Conduct of Members, Approved Traders and Registered Representatives
  5. 3.3 Duties of Members Undertaking Agency Trades
  6. 3.3.13 [Deleted]
  Versions

 
  • 24 Jan 2017
  • 25 Jan 2017
‹ 3.3.12 Customer Margins 3.3.14 Inter-Exchange Cross Margining ›

3.3.13 [Deleted]

Deleted on 25 January 201725 January 2017.

‹ 3.3.12 Customer Margins 3.3.14 Inter-Exchange Cross Margining ›
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