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417

A listing applicant should resolve or mitigate conflict situations prior to listing. The Exchange may accept a proposal (submitted through the sponsor) to resolve or mitigate conflicts of interest within a reasonable period after listing. Conflicts of interest include situations in which interested persons (as defined in Rule 904(4)):

(1) Carry on business transactions with the listing applicant or provide services to or receive services from the listing applicant or its group;
(2) Lend to or borrow from the listing applicant or its group;
(3) Lease property to or from the listing applicant or its group; or
(4) Have an interest in businesses that are competitors, suppliers or customers of the listing applicant or its group.

Amended on 7 February 20207 February 2020.