4.6 Obligations of A Trading Member
- 4.6.1 Compliance
- 4.6.2 Acts as Principal
- 4.6.3 Contracts
- 4.6.4 Good Business Practice
- 4.6.5 Responsibility to SGX-ST
- 4.6.6 Supervision
- 4.6.7 Establish Procedures and Systems
- 4.6.7A Risk Management and Financial Controls
- 4.6.8 Change in Control
- 4.6.9 Reporting
- 4.6.10 Payment
- 4.6.11 Approved Executive Director
- 4.6.12 Directors
- 4.6.13 Trading Representatives
- 4.6.14 Memorandum and Articles of Association
- 4.6.15 Other Businesses
- 4.6.16 Register of Securities
- 4.6.17 Business Name
- 4.6.18 Issue of Shares
- 4.6.19 Voluntary Liquidation
- 4.6.20 Trading Member Ceases to Carry on Business
- 4.6.21 Business Continuity Requirements
- 4.6.22 Adequacy of Systems