Skip to main content
SGX Logo

Main navigation

  • Rulebooks
  • Browse Contents
  • View Updates
  • Search
  • SGX Rulebooks
    • Mainboard Rules
    • Catalist Rules
    • SGX-ST Rules
      • Chapter 1 General
      • Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
      • Chapter 3 Capital and Financial Requirements
      • Chapter 4 Operational Requirements
      • Chapter 5 Trading Practices and Conduct
        • 5.1 Principal to other Trading Member
          • 5.1.1
        • 5.2 Contracts
        • 5.3 Qualification by a Clearing Member
        • 5.4 Acting as Principal to Customer
        • 5.5 Acting as Agent to Customer
        • 5.6 Separation of Customer and Proprietary Trading Activities
        • 5.7 Precedence of Customer Orders
        • 5.8 Arrangement with Customers
        • 5.9 Customer Margin Management for Trading Members
        • 5.10 Unauthorised Trading
        • 5.11 Excessive Trading
        • 5.12 Prohibited Trading Conduct
        • 5.13 Record of Orders
        • 5.14 Dealing Assistant
        • 5.15 Responsibility for Orders
        • 5.16 Identification and Password
        • 5.17 Miscellaneous
      • Chapter 6 Designated Market-Makers
      • Chapter 7 Listing and Quotation
      • Chapter 8 Trading
      • Chapter 9 Settlement
      • Chapter 10 Requirements on Specific Securities and Futures Contracts
      • Chapter 11 Cancellation of Contracts and Trades
      • Chapter 12 Supervision and Enforcement
      • Chapter 13 Definitions and Interpretation
      • Directives
      • Regulatory Notices
      • Practice Notes
      • Schedule A
    • CDP Clearing Rules
    • CDP Settlement Rules
    • DVP Rules [Entire Rulebook has been deleted]
    • CDP Depository Rules
    • Futures Trading Rules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
Whole section Custom print Print Link

Breadcrumb

  1. SGX Rulebooks
  2. SGX-ST Rules
  3. Chapter 5 Trading Practices and Conduct
  4. 5.1 Principal to other Trading Member
  Versions

 
‹ Chapter 5 Trading Practices and Conduct 5.1.1 ›

5.1 Principal to other Trading Member

  • 5.1.1
‹ Chapter 5 Trading Practices and Conduct 5.1.1 ›
Contact Us Privacy Policy Terms of Use Cookie Policy Cyber Security
© Singapore Exchange Limited. All Rights Reserved.

Follow us:

Please scan the QR code or search "SGX" in the app to follow
weChat QR Code
View more