‹ 7. Overview of Adverse Events, Rule Violations and Disciplinary Action 7.1.1 Adverse Events › 7.1 Adverse Events and Rule Violations 7.1.1 Adverse Events 7.1.2 Rule Violations 7.1.3 Concurrent Occurrence of Adverse Events and Rule Violations 7.1.4 Rule Violation by Approved Trader or Registered Representative to be deemed Rule Violation by Sponsoring Corporate Member 7.1.5 Notification Obligation 7.1.6 Notification of Exercise of Powers by the Exchange 7.1.7 Public Announcement by Exchange ‹ 7. Overview of Adverse Events, Rule Violations and Disciplinary Action 7.1.1 Adverse Events ›
