Chapter 4 — Trading Members
- 4.1 Admission Criteria
- 4.2 Application Procedures
- 4.3 Appeals
- 4.4 Register of Trading Members
- 4.5 Trading Rights
- 4.5A Direct Market Access
- 4.5B Controlling Access
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4.6 Obligations of A Trading Member
- 4.6.1 Compliance
- 4.6.2 Acts as Principal
- 4.6.3 Contracts
- 4.6.4 Good Business Practice
- 4.6.5 Responsibility to SGX-ST
- 4.6.6 Supervision
- 4.6.7 Establish Procedures and Systems
- 4.6.7A Risk Management and Financial Controls
- 4.6.8 Change in Control
- 4.6.9 Reporting
- 4.6.10 Payment
- 4.6.11 Approved Executive Director
- 4.6.12 Directors
- 4.6.13 Trading Representatives
- 4.6.14 Memorandum and Articles of Association
- 4.6.15 Other Businesses
- 4.6.16 Register of Securities
- 4.6.17 Business Name
- 4.6.18 Issue of Shares
- 4.6.19 Voluntary Liquidation
- 4.6.20 Trading Member Ceases to Carry on Business
- 4.6.21 Business Continuity Requirements
- 4.6.22 Adequacy of Systems
- 4.7 Qualification by A Clearing Member
- 4.8 Resignation
- 4.9 Cessation of Trading Access
- 4.10 Obligations of a Former Trading Member