Whole Section

  • Queries

    • 306

      (1) The Exchange may pose queries to an issuer where the Exchange is of the opinion that the queries are in the interests of ensuring the market is fair, orderly and transparent. Circumstances where queries may be raised include the following:
      (a) where the Exchange is of the opinion that information provided is either incomplete or unclear;
      (b) where the Exchange has reason to believe that an issuer has failed to disclose information as required by the Rules;
      (c) where the Exchange has reason to believe that there is a possibility that the Rules has not been complied with; or
      (d) where the Exchange is of the opinion that it is appropriate to do so.
      (2) Upon receipt of a query from the Exchange, an issuer shall respond to the Exchange as soon as possible unless otherwise specified by the Exchange.
      (3) The Exchange may require an issuer to announce the Exchange's query to the issuer, the issuer's response to the query, or both.

      Added on 7 October 20157 October 2015.