3.3.20 Limits on Omnibus Accounts

The Exchange may place limitations on a Member carrying Omnibus Accounts depending on:

  1. the number of Omnibus Accounts carried and volume of business of the Member; and
  2. the financial condition of the Member and the Omnibus Account holders in light of requirements or standards determined by the Exchange. A Member that carries Omnibus Accounts shall ensure that the Omnibus Accounts are operated at all times in accordance with this Rules including the relevant rules on position limits and position accountability, and shall, without prejudice to any other liability it may incur, indemnify the Exchange in relation to any claim referable to such violation.

Amended on 3 August 2020.