3.3.23 Record Keeping

A Member shall ensure that data and records are:

(a) made and kept in a way that is easily retrievable by authorised personnel;
(b) kept for at least the minimum period required by the Act, Securities and Futures Regulations, and, in the case of a General Trading Member that holds a licence specified in Rule 2.4.1(b), any other relevant applicable laws and regulatory requirements relating to the regulation of markets and licenced entities; and
(c) made available to the Exchange in a timely manner when requested.

Amended on 1 April 20141 April 2014 and 18 January 2022.